First Financial Advisory Services, Inc. is an independently owned financial consulting firm with more than 40 years of dedicated personalized service to our clients. Our independence allows us to offer you an objective approach to serving your investment needs.
With services that include comprehensive financial planning, a registered investment advisory, and tax preparation referral, First Financial Advisory Services, Inc. is ready to serve all of your financial and investment needs. Tax preparation services are not endorsed by nor affiliated with First Allied Securities, Inc.
Independently owned and operated
Over 40 years of experience
Objective, fiduciary approach
Comprehensive suite of financial services
Services
Comprehensive Financial Planning
Tailored financial strategies to meet short and long-term goals.
Referral to qualified tax professionals for preparation services.
Referral to experienced tax advisorsObjective tax strategy advice
Credentials & Certifications
ChFC
CLU
CWS®
CFP®
RSA
Frequently Asked Questions
Why should I choose an advisory account over a brokerage account? +
An advisory account provides ongoing, asset-based advisory fees and portfolio management services, while a brokerage account charges transaction-based fees and offers investment recommendations.
What fees are associated with an advisory account? +
Advisory fees are calculated quarterly based on the account balance and a 1.5% advisory fee rate, plus a $14.00 transaction fee per trade (plus $0.01 per share for NYSE-listed securities) and a $20.00 fee for mutual fund trades.
What services are included for the advisory fees? +
Services include personalized investment policy proposals, model portfolio selection, ongoing periodic communications, quarterly evaluation reports, and fiduciary oversight.
