Breachway Investments, LLC is a fee-only, fiduciary wealth management firm dedicated to providing unbiased, client-first advice. With over 28 years of experience, the firm offers comprehensive services including financial planning, investment management, and retirement plan consulting, all structured to meet clients' unique goals and timelines.
The firm operates under the highest fiduciary standards, with no commissions or conflicts of interest, and is compensated directly by clients. Services are tailored to high-net-worth individuals, business owners, pre-retirees, retirees, and non-profit organizations across Connecticut and Rhode Island.
Fee-only, fiduciary wealth management
No commissions, no conflicts of interest
Independent, no affiliation with banks or broker-dealers
Customized, client-first approach
Charles Schwab Institutional custodian for assets
Services
Financial Planning
A dynamic, end-to-end plan designed to move your most important goals from the drawing board into reality, adapting to your life as it evolves over time.
Goal identification and prioritizationCustom Investment Policy StatementCoordination with accountant, attorney, and other specialistsPeriodic review and plan updatesAccess to advisory triangle: financial planner, tax advisor, legal advisor
Investment Management
A custom-designed portfolio built entirely around your income needs, timeline, and risk tolerance, monitored with a disciplined periodic review process.
Custom asset allocation based on full financial pictureAccess to the full universe of investment productsPeriodic portfolio review with formal commentary and reportingAssets custodied at Charles Schwab InstitutionalDisciplined rebalancing and ongoing portfolio maintenance
Retirement Plan Consulting
Expert, independent guidance for business retirement plans, helping owners provide meaningful benefits while managing fiduciary responsibilities.
Independent plan design and vendor selectionOngoing fiduciary oversight and documentation supportInvestment menu review and fund monitoringEmployee education and enrollment supportNo commissions, no fund company relationships
Credentials & Certifications
Certified Financial Planner™ (CFP®)
Certified Portfolio Manager (CPM®)
Chartered Retirement Planning Counselor (CRPC®)
FINRA Licenses 7, 9, 10, 63, 66
Frequently Asked Questions
What is the fiduciary standard and why is it important? +
The fiduciary standard requires advisors to act in the client's best interest at all times, providing a higher level of duty than the suitability standard most brokers follow. Breachway Investments operates under this standard, ensuring all recommendations are unbiased and aligned with client goals.
How are you compensated? +
Breachway Investments is a fee-only Registered Investment Adviser. We are compensated directly by our clients through asset-based fees, with no commissions, referral fees, or hidden incentives from third-party providers.
What services do you offer? +
We provide comprehensive wealth management solutions including financial planning, investment management, and retirement plan consulting, all structured to meet clients' unique goals and timelines.
